SEC Form 4 · accession 0001127602-17-014320
HOLOGIC INC · HOLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elaine Ullian
Director
Period of report
Apr 3, 2017
Accepted (ET)
Apr 5, 2017 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 17, 2017 | G | 11,668 | $0.00 | D | 23,810 | D | |
| Common Stock | Apr 3, 2017 | M | 9,104 | $32.815 | A | 32,914 | D | |
| Common Stock | Apr 4, 2017 | M | 1,196 | $32.815 | A | 34,110 | D | |
| Common StockF3 | Apr 3, 2017 | S | 9,104 | $42.40 | D | 23,810 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F4 | $32.815 | Apr 3, 2017 | M | 9,104 | D | — | Oct 22, 2017 | Common Stock | 9,104 | 39,996 | D |
| Non-qualified Stock Option (Right to Buy)F4 | $32.815 | Apr 4, 2017 | M | 1,196 | D | — | Oct 22, 2017 | Common Stock | 1,196 | 38,800 | D |
Explanation of responses
- F1The Reporting Person voluntarily transferred 5,834 shares of common stock to the irrevocable Ullian Family 2014 GST Trust and 5,834 shares of common stock to the irrevocable Ullian Family Health and Education Trust.
- F2Transaction pursuant to an existing rule 10b5-1 trading plan.
- F3Includes 3,260 shares subject to deferral pursuant to Issuer's Deferred Equity Plan.
- F4This option became fully vested on 10/22/2007.