SEC Form 4 · accession 0001127602-17-011093
HOLOGIC INC · HOLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric B. Compton
Officer — COO
Period of report
Mar 7, 2017
Accepted (ET)
Mar 9, 2017 · 5:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 7, 2017 | M | 1,185 | — | A | 27,502 | D | |
| Common StockF2 | Mar 7, 2017 | F | 409 | $40.96 | D | 27,093 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Award (Right To Receive)F1,F3 | — | Mar 7, 2017 | M | 1,185 | D | — | — | Common Stock | 1,185 | 2,407 | D |
Explanation of responses
- F1Restricted stock units (RSUs) convert into common stock on a one-for-one basis.
- F2Includes 3,636 shares subject to deferral pursuant to Issuer's Deferred Equity Plan.
- F3This RSU award vests in three equal installments beginning on the first anniversary of the grant date.