SEC Form 4 · accession 0001127602-17-011064
HOLOGIC INC · HOLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence M Levy
Director
Period of report
Mar 8, 2017
Accepted (ET)
Mar 9, 2017 · 4:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 8, 2017 | A | 2,206 | — | A | 23,669 | D | |
| Common StockF2,F3 | Mar 8, 2017 | M | 2,427 | — | A | 26,096 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Award (Right To Receive)F2,F4 | — | Mar 8, 2017 | M | 2,427 | D | — | — | Common Stock | 2,427 | 0 | D |
| Non-qualified Stock Option (Right to Buy)F5 | $41.92 | Mar 8, 2017 | A | 6,816 | A | — | Mar 8, 2027 | Common Stock | 6,816 | 6,816 | D |
Explanation of responses
- F1Represents Restricted Stock Units (RSUs) which vest on the date of the 2018 Annual Meeting of Stockholders and are settled in shares of common stock.
- F2RSUs convert into common stock on a one-for-one basis upon vesting.
- F3Includes 2,427 shares subject to deferral pursuant to the Issuer's Deferred Equity Plan.
- F4These RSUs vest and convert into shares of common stock on the date of the 2017 Annual Meeting of Stockholders.
- F5Options become exercisable on the date of the 2018 Annual Meeting of Stockholders.