SEC Form 4 · accession 0001127602-17-010637
HOLOGIC INC · HOLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elaine Ullian
Director
Period of report
Mar 3, 2017
Accepted (ET)
Mar 7, 2017 · 5:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 3, 2017 | M | 9,256 | $32.815 | A | 37,508 | D | |
| Common Stock | Mar 3, 2017 | S | 9,256 | $40.82 | D | 28,252 | D | |
| Common Stock | Mar 6, 2017 | M | 1,044 | $32.815 | A | 29,296 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F2 | $32.815 | Mar 3, 2017 | M | 9,256 | D | — | Oct 22, 2017 | Common Stock | 9,256 | 50,144 | D |
| Non-qualified Stock Option (Right to Buy)F2 | $32.815 | Mar 6, 2017 | M | 1,044 | D | — | Oct 22, 2017 | Common Stock | 1,044 | 49,100 | D |
Explanation of responses
- F1Shares exercised and sold pursuant to an existing Rule 10b5-1 trading plan.
- F2This option became fully vested on 10/22/2007.