SEC Form 4 · accession 0001127602-17-001091
HOLOGIC INC · HOLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elaine Ullian
Director
Period of report
Jan 3, 2017
Accepted (ET)
Jan 5, 2017 · 4:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 3, 2017 | M | 9,351 | $32.815 | A | 35,777 | D | |
| Common Stock | Jan 3, 2017 | S | 9,351 | $40.00 | D | 26,426 | D | |
| Common Stock | Jan 4, 2017 | M | 949 | $32.815 | A | 27,375 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F2 | $32.815 | Jan 3, 2017 | M | 9,351 | D | — | Oct 22, 2017 | Common Stock | 9,351 | 70,649 | D |
| Non-qualified Stock Option (Right to Buy)F2 | $32.815 | Jan 4, 2017 | M | 949 | D | — | Oct 22, 2017 | Common Stock | 949 | 69,700 | D |
Explanation of responses
- F1Shares sold pursuant to an existing Rule 10b5-1 trading plan.
- F2This option became fully vested on 10/22/2007.