SEC Form 4 · accession 0001127602-17-001086
HOLOGIC INC · HOLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nancy Leaming
Director
Period of report
Jan 3, 2017
Accepted (ET)
Jan 5, 2017 · 4:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 3, 2017 | M | 8,737 | $32.815 | A | 58,007 | D | |
| Common Stock | Jan 3, 2017 | S | 8,737 | $40.06 | D | 49,270 | D | |
| Common Stock | Jan 4, 2017 | M | 1,263 | $32.815 | A | 50,533 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F2 | $32.815 | Jan 3, 2017 | M | 8,737 | D | — | Oct 22, 2017 | Common Stock | 8,737 | 61,263 | D |
| Non-qualified Stock Option (Right to Buy)F2 | $32.815 | Jan 4, 2017 | M | 1,263 | D | — | Oct 22, 2017 | Common Stock | 1,263 | 60,000 | D |
Explanation of responses
- F1Shares sold pursuant to an existing Rule 10b5-1 trading plan.
- F2This option became fully vested on January 1, 2010.