SEC Form 4 · accession 0001127602-16-070294
HOLOGIC INC · HOLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Amy McBride Wendell
Director
Period of report
Dec 14, 2016
Accepted (ET)
Dec 16, 2016 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 14, 2016 | A | 485 | — | A | 485 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F3 | $40.79 | Dec 14, 2016 | A | 1,500 | A | — | Dec 14, 2026 | Common Stock | 1,500 | 1,500 | D |
Explanation of responses
- F1Represents Restricted Stock Units (RSUs) which vest on the date of the 2017 Annual Meeting of Stockholders and are settled in shares of common stock.
- F2RSUs convert into common stock on a one-for-one basis upon vesting.
- F3Options become exercisable on the date of the 2017 Annual Meeting of Stockholders.