SEC Form 4 · accession 0001127602-16-070288
HOLOGIC INC · HOLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sally Crawford
Director
Period of report
Dec 14, 2016
Accepted (ET)
Dec 16, 2016 · 4:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 14, 2016 | M | 17,626 | $32.815 | A | 145,528 | D | |
| Common Stock | Dec 14, 2016 | S | 17,626 | $41.00 | D | 127,902 | D | |
| Common Stock | Dec 15, 2016 | M | 2,374 | $32.815 | A | 130,276 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F2 | $32.815 | Dec 14, 2016 | M | 17,626 | D | — | Oct 22, 2017 | Common Stock | 17,626 | 82,374 | D |
| Non-qualified Stock Option (Right to Buy)F2 | $32.815 | Dec 15, 2016 | M | 2,374 | D | — | Oct 22, 2017 | Common Stock | 2,374 | 80,000 | D |
Explanation of responses
- F1Shares sold pursuant to an existing Rule 10b5-1 trading plan.
- F2This option became fully vested on 1/1/2008.