SEC Form 4 · accession 0001127602-16-069199
HOLOGIC INC · HOLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karleen Marie Oberton
Officer — Corp. VP & Chief Acctg Officer
Period of report
Dec 1, 2016
Accepted (ET)
Dec 5, 2016 · 7:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 1, 2016 | A | 2,391 | — | A | 11,456 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F3 | $37.64 | Dec 1, 2016 | A | 7,389 | A | — | Dec 1, 2026 | Common Stock | 7,389 | 7,389 | D |
Explanation of responses
- F1Represents Restricted Stock Units (RSUs) which vest in equal installments on each of the first three anniversaries of the grant date and are settled in shares of common stock.
- F2RSUs convert into common stock on a one-for-one basis upon vesting.
- F3This option to purchase common stock becomes exercisable in equal installments on each of the first four anniversaries of the grant date.