SEC Form 4 · accession 0001127602-16-066430
HOLOGIC INC · HOLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric B. Compton
Officer — COO
Period of report
Nov 4, 2016
Accepted (ET)
Nov 8, 2016 · 5:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 4, 2016 | M | 3,128 | — | A | 12,074 | D | |
| Common Stock | Nov 4, 2016 | F | 1,016 | $38.08 | D | 11,058 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Award (Right To Receive)F1,F2 | $0.00 | Nov 4, 2016 | M | 3,128 | D | — | — | Common Stock | 3,128 | 6,256 | D |
Explanation of responses
- F1Restricted stock units (RSUs) convert into common stock on a one-for-one basis upon vesting.
- F2This RSU award vests in three equal installments beginning on the first anniversary of the grant date.