SEC Form 4 · accession 0001127602-16-066428
HOLOGIC INC · HOLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen P Macmillan
Officer — Chairman, President and CEO · Director
Period of report
Nov 7, 2016
Accepted (ET)
Nov 8, 2016 · 5:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 7, 2016 | M | 17,348 | — | A | 379,576 | D | |
| Common Stock | Nov 7, 2016 | F | 5,965 | $38.68 | D | 373,611 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Award (Right To Receive)F1,F2 | — | Nov 7, 2016 | M | 17,348 | D | — | — | Common Stock | 17,348 | 34,696 | D |
Explanation of responses
- F1Restricted stock units (RSUs) convert into common stock on a one-for-one basis upon vesting.
- F2This RSU award vests in four equal installments beginning on first anniversary of the grant date.