SEC Form 4 · accession 0001127602-16-064729
HOLOGIC INC · HOLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elaine Ullian
Director
Period of report
Oct 10, 2016
Accepted (ET)
Oct 12, 2016 · 4:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 10, 2016 | M | 18,236 | $32.815 | A | 42,898 | D | |
| Common StockF1,F2 | Oct 10, 2016 | S | 18,236 | $39.881 | D | 24,662 | D | |
| Common Stock | Oct 11, 2016 | M | 1,764 | $32.815 | A | 26,426 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F3 | $32.815 | Oct 10, 2016 | M | 18,236 | D | — | Oct 22, 2017 | Common Stock | 18,236 | 81,764 | D |
| Non-qualified Stock Option (Right to Buy)F3 | $32.815 | Oct 11, 2016 | M | 1,764 | D | — | Oct 22, 2017 | Common Stock | 1,764 | 80,000 | D |
Explanation of responses
- F1Shares sold pursuant to an existing Rule 10b5-a trading plan.
- F2The price reported is the weighted average price per share. Shares were sold in multiple transactions at prices ranging from $39.86 to $39.89 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
- F3This option became fully vested on 10/22/2007.