SEC Form 4 · accession 0001127602-16-058538
HOLOGIC INC · HOLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nancy Leaming
Director
Period of report
Jul 21, 2016
Accepted (ET)
Jul 25, 2016 · 5:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 21, 2016 | M | 8,179 | $23.64 | A | 67,140 | D | |
| Common StockF1 | Jul 21, 2016 | S | 8,179 | $37.00 | D | 58,961 | D | |
| Common Stock | Jul 22, 2016 | M | 3,021 | $23.64 | A | 61,982 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F2 | $23.64 | Jul 21, 2016 | M | 8,179 | D | — | Jan 1, 2017 | Common Stock | 8,179 | 3,021 | D |
| Non-qualified Stock Option (Right to Buy)F2 | $23.64 | Jul 22, 2016 | M | 3,021 | D | — | Jan 1, 2017 | Common Stock | 3,021 | 0 | D |
Explanation of responses
- F1Shares sold pursuant to an existing Rule 10b5-1 trading plan.
- F2This option became fully vested on January 1, 2011.