SEC Form 4 · accession 0001127602-16-057907
HOLOGIC INC · HOLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nancy Leaming
Director
Period of report
Jul 8, 2016
Accepted (ET)
Jul 12, 2016 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 8, 2016 | M | 1,121 | $14.50 | A | 55,053 | D | |
| Common StockF1 | Jul 8, 2016 | S | 1,121 | $36.00 | D | 53,932 | D | |
| Common Stock | Jul 11, 2016 | M | 5,100 | $14.50 | A | 59,032 | D | |
| Common StockF1 | Jul 11, 2016 | S | 5,100 | $36.05 | D | 53,932 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F2 | $14.50 | Jul 8, 2016 | M | 1,121 | D | — | Jan 1, 2017 | Common Stock | 1,121 | 10,129 | D |
| Non-qualified Stock Option (Right to Buy)F2 | $14.50 | Jul 11, 2016 | M | 5,100 | D | — | Jan 1, 2017 | Common Stock | 5,100 | 5,029 | D |
Explanation of responses
- F1Shares sold pursuant to an existing Rule 10b5-1 trading plan.
- F2This option became fully vested on January 1, 2011.