SEC Form 4 · accession 0001127602-16-054528
HOLOGIC INC · HOLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence M Levy
Director
Period of report
Jun 1, 2016
Accepted (ET)
Jun 2, 2016 · 5:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 1, 2016 | M | 16,071 | $14.50 | A | 23,257 | D | |
| Common Stock | Jun 1, 2016 | M | 16,000 | $23.64 | A | 39,257 | D | |
| Common StockF1 | Jun 1, 2016 | S | 17,794 | $34.412 | D | 21,463 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F2 | $14.50 | Jun 1, 2016 | M | 16,071 | D | — | Jan 1, 2017 | Common Stock | 16,071 | 0 | D |
| Non-qualified Stock Option (Right to Buy)F3 | $23.64 | Jun 1, 2016 | M | 16,000 | D | — | Jan 1, 2017 | Common Stock | 16,000 | 0 | D |
Explanation of responses
- F1The price reported is the weighted average price per share. Shares were sold in multiple transactions at prices ranging from $34.39 to $34.45 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a securityholder of the Issuer, full information regarding the number of shares sold at each price.
- F2This option became fully vested on January 1, 2013.
- F3This option became fully vested on January 1, 2010.