SEC Form 4 · accession 0001127602-16-054008
HOLOGIC INC · HOLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter J. Valenti III
Officer — Division Pres., Breast Health
Period of report
May 26, 2016
Accepted (ET)
May 31, 2016 · 6:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 26, 2016 | M | 7,766 | $23.82 | A | 9,023 | D | |
| Common StockF1,F2 | May 26, 2016 | S | 7,766 | $33.83 | D | 1,257 | D | |
| Common StockF3 | May 26, 2016 | M | 3,411 | — | A | 4,668 | D | |
| Common Stock | May 26, 2016 | F | 1,155 | $33.85 | D | 3,513 | D | |
| Common StockF1 | May 27, 2016 | S | 2,256 | $33.85 | D | 1,257 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F4 | $23.82 | May 26, 2016 | M | 7,766 | D | — | May 26, 2021 | Common Stock | 7,766 | 23,298 | D |
| Restricted Stock Unit Award (Right To Receive)F3,F5 | — | May 26, 2016 | M | 3,411 | D | — | — | Common Stock | 3,411 | 6,822 | D |
Explanation of responses
- F1Shares sold pursuant to an existing Rule 10b5-1 trading plan.
- F2The price reported is the weighted average price per share. Shares were sold in multiple transactions at prices ranging from $33.82 to $33.84 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
- F3Restricted stock units (RSUs) convert into common stock on a one-for-one basis upon vesting.
- F4The option, issued pursuant to the 2008 Equity Incentive Plan, is exercisable in five equal annual installments beginning May 26, 2015.
- F5This RSU award vests in four equal installments beginning on first anniversary of the grant date.