SEC Form 4 · accession 0001127602-16-053986
HOLOGIC INC · HOLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elaine Ullian
Director
Period of report
May 26, 2016
Accepted (ET)
May 31, 2016 · 6:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 26, 2016 | M | 16,071 | $14.50 | A | 31,157 | D | |
| Common StockF1 | May 26, 2016 | S | 6,896 | $33.85 | D | 24,261 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F2 | $14.50 | May 26, 2016 | M | 16,071 | D | — | Jan 1, 2017 | Common Stock | 16,071 | 0 | D |
Explanation of responses
- F1The price reported is the weighted average price per share. Shares were sold in multiple transactions at prices ranges from $33.84 to $33.86 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
- F2The option became fully vested on January 1, 2011.