SEC Form 4 · accession 0001127602-16-045854
HOLOGIC INC · HOLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric B. Compton
Officer — COO
Period of report
Mar 7, 2016
Accepted (ET)
Mar 9, 2016 · 8:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859737
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Award (Right To Receive)F1,F2 | — | Mar 7, 2016 | A | 3,592 | A | — | — | Common Stock | 3,592 | 3,592 | D |
| Non-qualified Stock Option (Right to Buy)F3 | $34.79 | Mar 7, 2016 | A | 10,955 | A | — | Mar 7, 2026 | Common Stock | 10,955 | 10,955 | D |
Explanation of responses
- F1Restricted stock units (RSUs) convert into common stock on a one-for-one basis upon vesting.
- F2This RSU award vests in three equal installments beginning on the first anniversary of the grant date.
- F3This option to purchase common stock becomes exercisable in four equal installments beginning on the first anniversary of the grant date.