SEC Form 4 · accession 0001127602-16-039586
HOLOGIC INC · HOLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M. Griffin
Officer — General Counsel
Period of report
Feb 2, 2016
Accepted (ET)
Feb 4, 2016 · 5:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 2, 2016 | M | 1,033 | — | A | 1,033 | D | |
| Common Stock | Feb 2, 2016 | F | 390 | $34.83 | D | 643 | D | |
| Common StockF1 | Feb 2, 2016 | M | 1,342 | — | A | 1,985 | D | |
| Common Stock | Feb 2, 2016 | F | 507 | $34.83 | D | 1,478 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Award (Right To Receive)F1,F2 | $0.00 | Feb 2, 2016 | M | 1,033 | D | — | — | Common Stock | 1,033 | 3,099 | D |
| Restricted Stock Unit Award (Right To Receive)F1,F2 | $0.00 | Feb 2, 2016 | M | 1,342 | D | — | — | Common Stock | 1,342 | 4,029 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2This restricted stock unit award vests in four equal annual installments beginning on the first anniversary of the grant date.