SEC Form 4 · accession 0001127602-16-036023
HOLOGIC INC · HOLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence M Levy
Director
Period of report
Jan 1, 2016
Accepted (ET)
Jan 5, 2016 · 5:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 1, 2016 | M | 3,272 | — | A | 7,186 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Award (Right To Receive)F1,F2 | $0.00 | Jan 1, 2016 | M | 3,272 | D | — | — | Common Stock | 3,272 | 0 | D |
Explanation of responses
- F1Restricted stock units (RSUs) convert into common stock on a one-for-one basis.
- F2These RSUs vested and converted into shares of common stock on January 1, 2016, the first anniversary of the grant date.