SEC Form 4 · accession 0001127602-15-033555
HOLOGIC INC · HOLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen P Macmillan
Officer — Chairman, President and CEO · Director
Period of report
Dec 4, 2015
Accepted (ET)
Dec 8, 2015 · 5:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 4, 2015 | M | 19,628 | — | A | 366,513 | D | |
| Common Stock | Dec 4, 2015 | F | 9,385 | $39.57 | D | 357,128 | D | |
| Common StockF1 | Dec 4, 2015 | M | 28,040 | — | A | 385,168 | D | |
| Common Stock | Dec 4, 2015 | F | 13,406 | $39.57 | D | 371,762 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Award (Right To Receive)F1,F2 | $0.00 | Dec 4, 2015 | M | 19,628 | D | — | Dec 6, 2017 | Common Stock | 19,628 | 39,256 | D |
| Restricted Stock Unit Award (Right To Receive)F1,F2 | $0.00 | Dec 4, 2015 | M | 28,040 | D | — | Dec 6, 2017 | Common Stock | 28,040 | 56,079 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2These restricted stock units vest in equal installments on each of the first, second, third and fourth anniversary of the grant date.