SEC Form 4 · accession 0001127602-15-032209
HOLOGIC INC · HOLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karleen Marie Oberton
Officer — Corp. VP & Chief Acctg Officer
Period of report
Nov 18, 2015
Accepted (ET)
Nov 20, 2015 · 6:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 18, 2015 | M | 1,515 | — | A | 8,787 | D | |
| Common Stock | Nov 18, 2015 | F | 493 | $40.59 | D | 8,294 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Award (Right To Receive)F1,F2 | $0.00 | Nov 18, 2015 | M | 1,515 | D | — | Nov 18, 2017 | Common Stock | 1,515 | 3,030 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2These shares represent restricted stock units (RSUs) awarded to the Reporting Person pursuant to the 2008 Equity Incentive Plan and are subject to vesting as provided in the agreement evidencing the award.