SEC Form 4 · accession 0001127602-15-031165
HOLOGIC INC · HOLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence M Levy
Director
Period of report
Nov 9, 2015
Accepted (ET)
Nov 12, 2015 · 4:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 9, 2015 | M | 200 | $17.84 | A | 4,114 | D | |
| Common StockF1,F2 | Nov 9, 2015 | S | 200 | $40.005 | D | 3,914 | D | |
| Common Stock | Nov 10, 2015 | M | 19,800 | $17.84 | A | 23,714 | D | |
| Common StockF3,F4 | Nov 10, 2015 | S | 19,800 | $40.704 | D | 3,914 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $17.84 | Nov 9, 2015 | M | 200 | D | Jan 1, 2006 | Dec 13, 2015 | Common Stock | 200 | 19,800 | D |
| Non-qualified Stock Option (Right to Buy) | $17.84 | Nov 10, 2015 | M | 19,800 | D | Jan 1, 2006 | Dec 13, 2015 | Common Stock | 19,800 | 0 | D |
Explanation of responses
- F1Shares sold pursuant to existing Rule 10b5-1 trading plan.
- F2The price reported is the weighted average price per share. Shares were sold in multiple transactions at prices ranging from $40.000 to $40.010 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a securityholder of the Issuer, full information regarding the number of shares sold at each price.
- F3Shares sold pursuant to existing Rule 10b5-1 trading plan.
- F4The price reported is the weighted average price per share. Shares were sold in multiple transactions at prices ranges from $40.000 to $41.200 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer or a securityholder of the Issuer, full information regarding the number of shares sold at each price.