SEC Form 4 · accession 0001127602-15-030942
HOLOGIC INC · HOLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay A Stein
Officer — Chief Technical Officer
Period of report
Nov 5, 2015
Accepted (ET)
Nov 9, 2015 · 8:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 6, 2015 | M | 1,013 | — | A | 203,083 | D | |
| Common Stock | Nov 6, 2015 | F | 478 | $40.26 | D | 202,605 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F2 | $39.96 | Nov 5, 2015 | A | 8,110 | A | — | Nov 5, 2025 | Common Stock | 8,110 | 8,110 | D |
| Restricted Stock Unit Award (Right To Receive)F3 | $0.00 | Nov 5, 2015 | A | 2,658 | A | — | Nov 5, 2018 | Common Stock | 2,658 | 2,658 | D |
| Restricted Stock Unit Award (Right To Receive)F4 | $0.00 | Nov 6, 2015 | M | 1,013 | D | — | Nov 7, 2018 | Common Stock | 1,013 | 3,040 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2The option, issued pursuant to the 2008 Equity Incentive Plan, vests in four equal annual installments, beginning on November 5, 2016.
- F3These shares represent restricted stock units (RSUs) awarded to the Reporting Person pursuant to the 2008 Equity Incentive Plan and vest in three equal annual installments, beginning on November 5, 2016
- F4These shares represent restricted stock units (RSUs) awarded to the Reporting Person pursuant to the 2008 Equity Incentive Plan and are subject to vesting as provided in the agreement evidencing the award.