SEC Form 4 · accession 0001127602-15-028723
HOLOGIC INC · HOLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas A. West
Officer — Div President & GM, Diagnostic
Period of report
Oct 3, 2015
Accepted (ET)
Oct 6, 2015 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 3, 2015 | M | 4,063 | $39.42 | A | 4,563 | D | |
| Common StockF1 | Oct 3, 2015 | F | 1,527 | $39.42 | D | 3,036 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Award (Right To Receive)F2 | $0.00 | Oct 3, 2015 | M | 4,063 | D | — | Oct 3, 2018 | Common Stock | 4,063 | 12,190 | D |
Explanation of responses
- F1Includes 500 shares of common stock acquired under the Issuer's Employee Stock Purchase Plan on June 30, 2015.
- F2These shares represent restricted stock units (RSUs) awarded to the Reporting Person pursuant to the 2008 Equity Incentive Plan and are subject to vesting as provided in the agreement evidencing the award.