SEC Form 4 · accession 0001127602-15-024482
HOLOGIC INC · HOLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David R Lavance Jr.
Director
Period of report
Aug 5, 2015
Accepted (ET)
Aug 7, 2015 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 5, 2015 | M | 13,257 | $17.51 | A | 18,412 | D | |
| Common Stock | Aug 5, 2015 | M | 15,822 | $20.01 | A | 34,234 | D | |
| Common Stock | Aug 5, 2015 | M | 14,331 | $22.35 | A | 48,565 | D | |
| Common Stock | Aug 5, 2015 | M | 4,000 | $23.64 | A | 52,565 | D | |
| Common Stock | Aug 5, 2015 | M | 30,000 | $32.815 | A | 82,565 | D | |
| Common Stock | Aug 5, 2015 | M | 20,000 | $32.815 | A | 102,565 | D | |
| Common StockF1 | Aug 5, 2015 | S | 97,410 | $41.9894 | D | 5,155 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F2 | $17.51 | Aug 5, 2015 | M | 13,257 | D | — | Jan 1, 2019 | Common Stock | 13,257 | 0 | D |
| Non-qualified Stock Option (Right to Buy) | $20.01 | Aug 5, 2015 | M | 15,822 | D | Jan 1, 2014 | Jan 1, 2020 | Common Stock | 15,822 | 0 | D |
| Non-qualified Stock Option (Right to Buy) | $22.35 | Aug 5, 2015 | M | 14,331 | D | Jan 1, 2015 | Jan 1, 2021 | Common Stock | 14,331 | 0 | D |
| Non-qualified Stock Option (Right to Buy) | $23.64 | Aug 5, 2015 | M | 4,000 | D | Jul 1, 2007 | Jan 1, 2017 | Common Stock | 4,000 | 0 | D |
| Non-qualified Stock Option (Right to Buy) | $32.815 | Aug 5, 2015 | M | 30,000 | D | Jan 1, 2008 | Oct 22, 2017 | Common Stock | 30,000 | 20,000 | D |
| Non-qualified Stock Option (Right to Buy) | $32.815 | Aug 5, 2015 | M | 20,000 | D | Jan 1, 2008 | Oct 22, 2017 | Common Stock | 20,000 | 0 | D |
Explanation of responses
- F1The price reported is the weighted average price per share. Shares were sold in multiple transactions at prices ranging from $41.8100 to $42.2200 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a securityholder of the Issuer, full information regarding the number of shares sold at each price.
- F2The option becomes fully vested on January 1, 2013.