SEC Form 4 · accession 0001127602-15-024262
HOLOGIC INC · HOLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David R Lavance Jr.
Director
Period of report
Aug 3, 2015
Accepted (ET)
Aug 5, 2015 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 3, 2015 | M | 21,600 | $32.815 | A | 26,755 | D | |
| Common StockF1 | Aug 3, 2015 | S | 21,600 | $41.7437 | D | 5,155 | D | |
| Common Stock | Aug 4, 2015 | M | 28,400 | $32.815 | A | 33,555 | D | |
| Common StockF2 | Aug 4, 2015 | S | 28,400 | $41.7706 | D | 5,155 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $32.815 | Aug 3, 2015 | M | 21,600 | D | Jan 1, 2008 | Oct 22, 2017 | Common Stock | 21,600 | 78,400 | D |
| Non-qualified Stock Option (Right to Buy) | $32.815 | Aug 4, 2015 | M | 28,400 | D | Jan 1, 2008 | Oct 22, 2017 | Common Stock | 28,400 | 50,000 | D |
Explanation of responses
- F1The price reported is the weighted average price per share. Shares were sold in multiple transactions at prices ranging from $41.7000 to $41.7950 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a securityholder of the Issuer, full information regarding the number of shares sold at each price.
- F2The price reported is the weighted average price per share. Shares were sold in multiple transactions at prices ranging from $41.7000 to $41.9000 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a securityholder of the Issuer, full information regarding the number of shares sold at each price.