SEC Form 4 · accession 0001127602-15-019730
HOLOGIC INC · HOLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nancy Leaming
Director
Period of report
Jun 1, 2015
Accepted (ET)
Jun 3, 2015 · 4:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 1, 2015 | M | 12,517 | $13.07 | A | 50,465 | D | |
| Common Stock | Jun 1, 2015 | M | 2,800 | $18.96 | A | 53,265 | D | |
| Common StockF1 | Jun 1, 2015 | S | 15,317 | $36.2475 | D | 37,948 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F2 | $13.07 | Jun 1, 2015 | M | 12,517 | D | — | Jan 1, 2016 | Common Stock | 12,517 | 0 | D |
| Non-qualified Stock Option (Right to Buy) | $18.96 | Jun 1, 2015 | M | 2,800 | D | Jul 1, 2006 | Jan 1, 2016 | Common Stock | 2,800 | 0 | D |
Explanation of responses
- F1The transaction reported herein reflects an aggregate of sales at prices ranging from $36.15 and $36.35, inclusive. The Reporting Person further undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full disclosure with respect to the number of shares purchased at each separate price.
- F2This option becomes fully vested on January 1, 2014.