SEC Form 4 · accession 0001127602-15-018837
HOLOGIC INC · HOLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter J. Valenti III
Officer — Division Pres., Breast Health
Period of report
May 26, 2015
Accepted (ET)
May 28, 2015 · 4:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 26, 2015 | M | 3,411 | $34.61 | A | 3,411 | D | |
| Common StockF1 | May 26, 2015 | F | 1,153 | $34.61 | D | 2,258 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Award (Right To Receive)F2 | $0.00 | May 26, 2015 | M | 3,411 | D | May 26, 2015 | — | Common Stock | 3,411 | 10,233 | D |
Explanation of responses
- F1The transaction reported herein reflects the disposition of 1153 shares of common stock to satisfy tax withholding obligations in connection with the vesting of the restricted stock units previously awarded to the Reporting Person on May 26, 2014.
- F2These shares represent restricted stock units (RSUs) awarded to the Reporting Person pursuant to the 2008 Equity Incentive Plan and are subject to vesting as provided in the agreement evidencing the award.