SEC Form 4 · accession 0001127602-15-014642
HOLOGIC INC · HOLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric B. Compton
Officer — COO
Period of report
Apr 14, 2015
Accepted (ET)
Apr 16, 2015 · 5:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 14, 2015 | M | 4,188 | $33.18 | A | 4,983 | D | |
| Common StockF1 | Apr 14, 2015 | F | 1,340 | $33.18 | D | 3,643 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Award (Right To Receive)F2 | $0.00 | Apr 14, 2015 | M | 4,188 | D | — | Apr 14, 2018 | Common Stock | 4,188 | 12,566 | D |
Explanation of responses
- F1The transaction reported herein reflects the disposition of 1,340 shares of common stock to satisfy tax withholding obligations in connection with the vesting of a portion of restricted stock units previously awarded to the Reporting Person on April 14, 2014.
- F2These shares represent restricted stock units (RSUs) awarded to the Reporting Person pursuant to the 2008 Equity Incentive Plan and are subject to vesting as provided in the agreement evidencing the award.