SEC Form 4 · accession 0001127602-15-003730
HOLOGIC INC · HOLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karleen Marie Oberton
Officer — Corp. VP and Controller
Period of report
Jan 29, 2015
Accepted (ET)
Feb 2, 2015 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 29, 2015 | M | 3,997 | $19.86 | A | 6,958 | D | |
| Common StockF1 | Jan 29, 2015 | S | 3,997 | $30.00 | D | 2,961 | D | |
| Common StockF1 | Jan 29, 2015 | M | 15,000 | $21.89 | A | 17,961 | D | |
| Common StockF1 | Jan 29, 2015 | S | 15,000 | $30.00 | D | 2,961 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F2 | $19.86 | Jan 29, 2015 | M | 3,997 | D | Nov 14, 2013 | Nov 14, 2019 | Common Stock | 3,997 | 15,988 | D |
| Non-qualified Stock Option (Right to Buy)F3 | $21.89 | Jan 29, 2015 | M | 15,000 | D | May 15, 2007 | May 15, 2016 | Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1The transaction reported herein was made pursuant to a written trading plan adopted in accordance with SEC rule 10b5-1 on September 12, 2014.
- F2The option, issued pursuant to the 2008 Equity Incentive Plan, becomes exercisable in five equal annual installments beginning November 14, 2013.
- F3The option, issued pursuant to the Second Amended and Restated 1999 Equity Incentive Plan, becomes exercisable in five equal annual installments beginning May 15, 2007.