SEC Form 4 · accession 0001127602-15-003321
HOLOGIC INC · HOLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen P Macmillan
Officer — President and CEO · Director
Period of report
Jan 27, 2015
Accepted (ET)
Jan 29, 2015 · 5:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 27, 2015 | M | 43,221 | $29.61 | A | 334,295 | D | |
| Common StockF1 | Jan 27, 2015 | F | 15,640 | $29.61 | D | 318,655 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Stock Unit Award ((MP) Right to Receive)F2 | $0.00 | Jan 27, 2015 | M | 43,221 | D | — | Dec 6, 2018 | Common Stock | 43,221 | 43,221 | D |
Explanation of responses
- F1The transaction reported herein reflects the disposition of 15,640 shares of common stock to satisfy tax withholding obligations in connection with the vesting of a portion of performance stock units (PSUs) previously awarded to the Reporting Person on December 6, 2013.
- F2These shares represent PSUs awarded to the Reporting Person pursuant to the 2008 Equity Incentive Plan and are subject to vesting as provided in the agreement evidencing the award.