SEC Form 4 · accession 0001127602-15-000652
HOLOGIC INC · HOLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David R Lavance Jr.
Director
Period of report
Jan 1, 2015
Accepted (ET)
Jan 5, 2015 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 1, 2015 | M | 5,033 | $26.74 | A | 5,155 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Award (Right To Receive)F1 | $0.00 | Jan 1, 2015 | A | 4,207 | A | Jan 1, 2016 | — | Common Stock | 4,207 | 4,207 | D |
| Non-qualified Stock Option (Right to Buy) | $26.74 | Jan 1, 2015 | A | 11,621 | A | Jan 1, 2016 | Jan 1, 2025 | Common Stock | 11,621 | 11,621 | D |
| Restricted Stock Unit Award (Right To Receive)F1 | $0.00 | Jan 1, 2015 | M | 5,033 | D | — | Jan 1, 2015 | Common Stock | 5,033 | 0 | D |
Explanation of responses
- F1These shares represent restricted stock units (RSUs) awarded to the Reporting Person pursuant to the 2008 Equity Incentive Plan and are subject to vesting as provided in the agreement evidencing the award.