SEC Form 4 · accession 0000859598-17-000143
SEACOR HOLDINGS INC /NEW/ · CKH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Oivind Lorentzen
Director · Other
Period of report
Sep 7, 2017
Accepted (ET)
Sep 8, 2017 · 8:10 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859598
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 7, 2017 | A | 125 | $0.00 | A | 61,175 | D | |
| Common StockF1 | holding | — | — | — | 6,500 | I | CWHL Trust | |
| Common StockF1 | holding | — | — | — | 6,500 | I | OHL Trust | |
| Common StockF1 | holding | — | — | — | 6,500 | I | LBHL Trust | |
| Common StockF1 | holding | — | — | — | 6,500 | I | THL Trust | |
| Common StockF1 | holding | — | — | — | 6,500 | I | LHL Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F2 | $39.55 | Sep 7, 2017 | A | 3,000 | A | — | Sep 7, 2027 | Common Stock | 3,000 | 3,000 | D |
Explanation of responses
- F1The shares of Common Stock reported herein as indirectly beneficially owned by the Reporting Person are held in a trust for the benefit of Reporting Person's child. The Reporting Person is not a trustee of the trust.
- F2The option will vest and be exercisable on the earlier of (a) the first anniversary of the date of the grant, and (b) the date of the first annual meeting of stockholders after the date of the grant of the option, provided that the Reporting Person continues to serve as a director of the Issuer on such date. The option will vest and be immediately exercisable upon (i) a change in control of the Issuer or (ii) the termination of directorship of the Reporting Person by reason of disability, death or voluntary retirement.