SEC Form 4 · accession 0000859598-17-000058
SEACOR HOLDINGS INC /NEW/ · CKH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles Fabrikant
Officer — Executive Chairman and CEO · Director
Period of report
Apr 5, 2017
Accepted (ET)
Apr 6, 2017 · 5:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859598
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 5, 2017 | A | 30,000 | $0.00 | A | 483,557 | D | |
| Common StockF2 | holding | — | — | — | 800 | I | Eric Fabrikant 2009 Family Trust | |
| Common StockF2 | holding | — | — | — | 800 | I | Harlan Saroken 2009 Family Trust | |
| Common StockF3 | holding | — | — | — | 12,000 | I | Sara Fabrikant 2012 GST Exempt Trust | |
| Common StockF4 | holding | — | — | — | 14,826 | I | By Spouse | |
| Common Stock | holding | — | — | — | 18,995 | I | Article Sixth Trust U/W/O Elaine Fabrikant FBO EF | |
| Common Stock | holding | — | — | — | 42,121 | I | Charles Fabrikant 2009 Family Trust | |
| Common StockF2 | holding | — | — | — | 60,000 | I | Charles Fabrikant 2012 GST Exempt Trust | |
| Common StockF5 | holding | — | — | — | 85,000 | I | VSS Holding Corp. | |
| Common StockF6 | holding | — | — | — | 348,529 | I | Fabrikant International Corporation |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F7 | $64.66 | Apr 5, 2017 | A | 5,000 | A | — | Apr 5, 2027 | Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1The restricted stock award reported on this Form 4 will lapse in five equal annual installments beginning on March 4, 2018 and ending on March 4, 2022.
- F2Reporting Person's spouse is a trustee. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.
- F3Reporting Person is a trustee. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.
- F4Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.
- F5Reporting Person is the President and sole stockholder.
- F6Reporting Person is the President. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.
- F7The stock option award reported on this Form 4 is exercisable in four equal annual installments beginning on March 4, 2018 and ending on March 4, 2021.