SEC Form 4 · accession 0000859598-17-000041
SEACOR HOLDINGS INC /NEW/ · CKH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Gellert
Officer — Chief Operating Officer
Period of report
Mar 3, 2017
Accepted (ET)
Mar 7, 2017 · 5:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859598
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 3, 2017 | M | 9,666 | $57.70 | A | 67,965 | D | |
| Common Stock | Mar 3, 2017 | M | 9,666 | $58.54 | A | 77,631 | D | |
| Common Stock | Mar 3, 2017 | M | 9,666 | $52.61 | A | 87,297 | D | |
| Common Stock | Mar 3, 2017 | M | 9,666 | $54.76 | A | 96,963 | D | |
| Common Stock | Mar 3, 2017 | F | 35,263 | $68.41 | D | 61,700 | D | |
| Common Stock | Mar 4, 2017 | F | 5,270 | $68.41 | D | 56,430 | D | |
| Common Stock | holding | — | — | — | 31,041 | I | By MEG Assets LLC | |
| Common StockF1 | holding | — | — | — | 44,915 | I | By JMG GST LLC | |
| Common Stock | holding | — | — | — | 7,555 | I | By MCG Assets LLC | |
| Common StockF2 | holding | — | — | — | 10,057 | I | By JMG Assets, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F3 | $57.70 | Mar 3, 2017 | M | 9,666 | D | — | Mar 4, 2017 | Common Stock | 9,666 | 0 | D |
| Stock Options (right to buy)F3 | $58.54 | Mar 3, 2017 | M | 9,666 | D | — | Mar 4, 2017 | Common Stock | 9,666 | 0 | D |
| Stock Options (right to buy)F3 | $52.61 | Mar 3, 2017 | M | 9,666 | D | — | Mar 4, 2017 | Common Stock | 9,666 | 0 | D |
| Stock Options (right to buy)F3 | $54.76 | Mar 3, 2017 | M | 9,666 | D | — | Mar 4, 2017 | Common Stock | 9,666 | 0 | D |
Explanation of responses
- F1The shares reported here are indirectly owned by the Reporting Person through JMG GST LLC. The Reporting Person is the Manager of JMG GST LLC.
- F2The shares reported here are indirectly owned by the Reporting Person through JMG Assets, LLC. The Reporting Person is the Manager of JMG Assets, LLC.
- F3The stock option award reported on this Form 4 was granted pursuant to the SEACOR Holdings Inc. 2003 Share Incentive Plan became fully vested and exercisable on March 4, 2012.