SEC Form 4 · accession 0000859598-16-000346
SEACOR HOLDINGS INC /NEW/ · CKH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce Weins
Officer — SVP/Chief Accounting Officer
Period of report
Sep 4, 2016
Accepted (ET)
Sep 7, 2016 · 5:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859598
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 31, 2016 | A | 48 | $41.225 | A | 9,649 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F2 | $58.88 | Sep 4, 2016 | A | 1,500 | A | — | Mar 4, 2026 | Common Stock | 1,500 | 1,500 | D |
Explanation of responses
- F1These shares were acquired through Issuer's 2009 Employee Stock Purchase Plan in a transaction that was exempt under Rule 16b-3(c). The total number of shares purchased has been rounded to the nearest whole share.
- F2The stock option award reported on this Form 4 is exercisable in five equal annual installments beginning on March 4, 2017 and ending on March 4, 2021.