SEC Form 4 · accession 0000859598-16-000215
SEACOR HOLDINGS INC /NEW/ · CKH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Gellert
Officer — Chief Operating Officer
Period of report
Mar 2, 2016
Accepted (ET)
Mar 4, 2016 · 6:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859598
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 2, 2016 | M | 9,666 | $41.28 | A | 64,027 | D | |
| Common StockF1 | Mar 2, 2016 | S | 9,666 | $48.0408 | D | 54,361 | D | |
| Common StockF2 | holding | — | — | — | 31,041 | I | By MEG Assets LLC | |
| Common StockF3 | holding | — | — | — | 44,915 | I | By JMG GST LLC | |
| Common StockF4 | holding | — | — | — | 7,555 | I | By MCG Assets LLC | |
| Common StockF5 | holding | — | — | — | 10,057 | I | By JMG Assets, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F6 | $41.28 | Mar 2, 2016 | M | 9,666 | D | — | Mar 2, 2016 | Common Stock | 9,666 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. The Common Shares were sold in separate transactions on the same day at prices ranging from $47.77 to $48.57 per share. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote.
- F2The Reporting Person serves as the manager of MEG Assets LLC and, as such, has the power to direct the voting and disposition of the reported securities. The Reporting person disclaims beneficial ownership except to the extent of his pecuniary interest in the securities.
- F3The shares reported here are indirectly owned by the Reporting Person through JMG GST LLC. The Reporting Person is the Manager of JMG GST LLC.
- F4The Reporting Person serves as the manager of MCG Assets LLC and, as such, has the power to direct the voting and disposition of the reported securities. The Reporting person disclaims beneficial ownership except to the extent of his pecuniary interest in the securities.
- F5The shares reported here are indirectly owned by the Reporting Person through JMG Assets, LLC. The Reporting Person is the Manager of JMG Assets, LLC.
- F6These options became exercisable in equal installments of 20% of the total number of shares granted on each of 3/4/07, 3/4/08, 3/4/09, 3/4/10 and 3/4/11.