SEC Form 4 · accession 0000859598-16-000214
SEACOR HOLDINGS INC /NEW/ · CKH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles Fabrikant
Officer — Executive Chairman and CEO · Director
Period of report
Mar 2, 2016
Accepted (ET)
Mar 4, 2016 · 6:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859598
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 2, 2016 | M | 9,666 | $41.28 | A | 451,745 | D | |
| Common StockF1 | Mar 2, 2016 | S | 9,666 | $48.5248 | D | 442,079 | D | |
| Common StockF2 | holding | — | — | — | 12,000 | I | Sara Fabrikant 2012 GST Exempt Trust | |
| Common StockF3 | holding | — | — | — | 800 | I | Eric Fabrikant 2009 Family Trust | |
| Common StockF3 | holding | — | — | — | 800 | I | Harlan Saroken 2009 Family Trust | |
| Common StockF4 | holding | — | — | — | 89,236 | I | VSS Holding Corp. | |
| Common StockF5 | holding | — | — | — | 14,826 | I | By Spouse | |
| Common StockF3 | holding | — | — | — | 60,000 | I | Charles Fabrikant 2012 GST Exempt Trust | |
| Common StockF6 | holding | — | — | — | 348,529 | I | Fabrikant International Corporation | |
| Common StockF2 | holding | — | — | — | 42,121 | I | Charles Fabrikant 2009 Family Trust | |
| Common StockF2 | holding | — | — | — | 18,995 | I | Article Sixth Trust U/W/O Elaine Fabrikant FBO EF |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F7 | $41.28 | Mar 2, 2016 | M | 9,666 | D | — | Mar 2, 2016 | Common Stock | 9,666 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. The Common Shares were sold in separate transactions on the same day at prices ranging from $48.50 to $48.65 per share. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote.
- F2Reporting Person is a trustee. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.
- F3Reporting Person's spouse is a trustee. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.
- F4Reporting Person is the President and sole stockholder.
- F5Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.
- F6Reporting Person is the President. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.
- F7These options became exercisable in equal installments of 20% of the total number of shares granted on each of 3/4/07, 3/4/08, 3/4/09, 3/4/10 and 3/4/11.