SEC Form 4 · accession 0000859598-15-000057
SEACOR HOLDINGS INC /NEW/ · CKH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Gellert
Officer — Chief Operating Officer
Period of report
Mar 4, 2015
Accepted (ET)
Mar 6, 2015 · 4:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859598
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 4, 2015 | A | 15,000 | $0.00 | A | 62,369 | D | |
| Common Stock | Mar 4, 2015 | F | 8,008 | $72.25 | D | 54,361 | D | |
| Common StockF3 | holding | — | — | — | 44,915 | I | By JMG GST LLC | |
| Common StockF4 | holding | — | — | — | 10,057 | I | By JMG Assets, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF5 | $72.25 | Mar 4, 2015 | A | 4,750 | A | — | Mar 4, 2025 | Common Stock | 4,750 | 4,750 | D |
Explanation of responses
- F1The restricted stock award reported on this Form 4 will lapse in five equal annual installments beginning on March 4, 2016 and ending on March 4, 2020.
- F2Includes 146.0233 shares of common stock acquired through Issuer's Employee Stock Purchase Plan on February 28, 2015. The total number of shares purchased has been rounded to the nearest whole share.
- F3The shares reported here are indirectly owned by the Reporting Person through JMG GST LLC. The Reporting Person is the Manager of JMG GST LLC.
- F4The shares reported here are indirectly owned by the Reporting Person through JMG Assets, LLC. The Reporting Person is the Manager of JMG Assets, LLC.
- F5The stock option award reported on this Form 4 is exercisable in five equal annual installments beginning on March 4, 2016 and ending on March 4, 2020.