SEC Form 4 · accession 0001127602-19-002775
AVX Corp · AVX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Venuto
Officer — SR VP of Corp Development
Period of report
Jan 24, 2019
Accepted (ET)
Jan 28, 2019 · 10:43 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859163
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 25, 2019 | M | 2,705 | $14.55 | A | 15,434 | D | |
| Common Stock | Jan 25, 2019 | S | 1,705 | $17.11 | D | 13,729 | D | |
| Common Stock | Jan 25, 2019 | S | 1,000 | $17.50 | D | 12,729 | D | |
| Common Stock | Jan 24, 2019 | S | 1,000 | $17.50 | D | 11,729 | D | |
| Common Stock | Jan 24, 2019 | S | 1,000 | $17.70 | D | 10,729 | D | |
| Common Stock | Jan 24, 2019 | S | 2,011 | $17.11 | D | 8,718 | D | |
| Common Stock | holding | — | — | — | 1,358 | I | By Retirement Plan Trustees |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $14.55 | Jan 25, 2019 | M | 2,705 | D | Apr 16, 2015 | Apr 16, 2025 | Common Stock | 2,705 | 0 | D |