SEC Form 4 · accession 0001127602-18-026809
AVX Corp · AVX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Willing King
Officer — Sr Corp VP, Tantalum Products
Period of report
Aug 31, 2018
Accepted (ET)
Sep 5, 2018 · 4:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859163
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 31, 2018 | M | 5,000 | $13.70 | A | 15,304 | I | By Retirement Plan Trustees |
| Common Stock | Aug 31, 2018 | S | 5,000 | $20.88 | D | 10,304 | I | By Retirement Plan Trustees |
| Common Stock | Aug 31, 2018 | M | 3,991 | $13.70 | A | 14,295 | I | By Retirement Plan Trustees |
| Common Stock | Aug 31, 2018 | S | 3,991 | $21.00 | D | 10,304 | I | By Retirement Plan Trustees |
| Common Stock | Aug 31, 2018 | M | 1,009 | $13.70 | A | 11,313 | I | By Retirement Plan Trustees |
| Common Stock | Aug 31, 2018 | S | 1,009 | $20.99 | D | 10,304 | I | By Retirement Plan Trustees |
| Common Stock | holding | — | — | — | 14,752 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (Right to Buy) | $13.70 | Aug 31, 2018 | M | 5,000 | D | Jun 14, 2011 | Jun 14, 2020 | Common Stock | 5,000 | 3,991 | D |
| Incentive Stock Option (Right to Buy) | $13.70 | Aug 31, 2018 | M | 3,991 | D | Jun 14, 2011 | Jun 14, 2020 | Common Stock | 3,991 | 0 | D |
| Non-Qualified Stock Option (Right to Buy) | $13.70 | Aug 31, 2018 | M | 1,009 | D | Jun 14, 2011 | Jun 14, 2020 | Common Stock | 1,009 | 0 | D |