SEC Form 4 · accession 0001127602-18-024622
AVX Corp · AVX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Goro Yamaguchi
Director
Period of report
Aug 1, 2018
Accepted (ET)
Aug 3, 2018 · 5:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859163
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 1, 2018 | M | 416 | $13.64 | A | 3,307 | D | |
| Common Stock | Aug 1, 2018 | F | 125 | $20.45 | D | 3,182 | D | |
| Common Stock | Aug 2, 2018 | A | 750 | $20.94 | A | 3,932 | D | |
| Common Stock | Aug 2, 2018 | F | 225 | $20.94 | D | 3,707 | D | |
| Common Stock | Aug 2, 2018 | F | 126 | $20.94 | D | 3,581 | D | |
| Common Stock | Aug 1, 2018 | A | 1,250 | $20.45 | A | 4,432 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Service RSU AwardF1 | — | Aug 1, 2018 | M | 416 | D | — | — | Common Stock | 416 | 417 | D |
Explanation of responses
- F1The restricted stock units vest annually over a three-year period. The restricted stock units each convert into common stock on a one for one basis.