SEC Form 4 · accession 0001127602-18-023945
AVX Corp · AVX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Venuto
Officer — SR VP of Corp Development
Period of report
Jul 26, 2018
Accepted (ET)
Jul 27, 2018 · 3:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859163
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 26, 2018 | M | 1,986 | $11.25 | A | 17,122 | D | |
| Common Stock | Jul 26, 2018 | S | 1,986 | $19.15 | D | 15,136 | D | |
| Common Stock | holding | — | — | — | 1,726 | I | By Retirement Plan Trustees |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (Right to Buy) | $11.25 | Jul 26, 2018 | M | 1,986 | D | Apr 26, 2014 | Apr 26, 2023 | Common Stock | 1,986 | 0 | D |