SEC Form 4 · accession 0001127602-18-017573
AVX Corp · AVX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Sarvis
Officer — Chairman of Board, CEO, Pres · Director
Period of report
May 15, 2018
Accepted (ET)
May 16, 2018 · 9:52 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859163
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 15, 2018 | M | 6,000 | $13.15 | A | 23,711 | D | |
| Common Stock | May 15, 2018 | S | 6,000 | $15.71 | D | 17,711 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $13.15 | May 15, 2018 | M | 6,000 | D | May 15, 2009 | May 15, 2018 | Common Stock | 6,000 | 0 | D |