SEC Form 4 · accession 0001127602-18-017138
AVX Corp · AVX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Lawing
Officer — SR VP Chief Technology Officer
Period of report
May 10, 2018
Accepted (ET)
May 11, 2018 · 10:31 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859163
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 14,750 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $13.15 | May 10, 2018 | D | 6,000 | D | May 15, 2009 | May 15, 2018 | Common Stock | 6,000 | 0 | D |