SEC Form 4 · accession 0001127602-18-015944
AVX Corp · AVX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kurt P Cummings
Officer — Exec VP, CFO & Treasurer
Period of report
May 1, 2018
Accepted (ET)
May 2, 2018 · 3:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859163
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 1, 2018 | A | 3,600 | $14.93 | A | 13,855 | D | |
| Common StockF2 | May 1, 2018 | F | 1,352 | $14.93 | D | 12,503 | D | |
| Common StockF3 | May 1, 2018 | F | 751 | $14.93 | D | 11,752 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes performance-based units vested on 5/1/2018
- F2Includes shares withheld on the performance-based units vested on 5/1/18
- F3Includes shares withheld on the service-based units vested on 5/1/18.