SEC Form 4 · accession 0001127602-18-015728
AVX Corp · AVX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keith Thomas
Officer — SR VP of Corporate Development
Period of report
Apr 30, 2018
Accepted (ET)
May 1, 2018 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859163
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 8,268 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (Right to Buy) | $14.55 | Apr 30, 2018 | D | 3,979 | D | Apr 16, 2016 | Apr 16, 2025 | Common Stock | 3,979 | 5,000 | D |
| Non-qualified Stock Option (Right to Buy) | $14.55 | Apr 30, 2018 | D | 6,021 | D | Apr 16, 2015 | Apr 16, 2025 | Common Stock | 6,021 | 0 | D |
| Incentive Stock Option (Right to Buy) | $13.32 | Apr 30, 2018 | D | 3,750 | D | Apr 24, 2015 | Apr 24, 2024 | Common Stock | 3,750 | 0 | D |