SEC Form 4 · accession 0001127602-18-006607
AVX Corp · AVX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kurt P Cummings
Officer — Exec VP, CFO & Treasurer
Period of report
Feb 16, 2018
Accepted (ET)
Feb 16, 2018 · 3:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859163
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 9,006 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $13.70 | Feb 16, 2018 | D | 10,309 | D | Jun 14, 2011 | Jun 14, 2020 | Common Stock | 10,309 | 0 | D |
| Incentive Stock Option (Right to Buy) | $10.90 | Feb 16, 2018 | D | 7,318 | D | May 17, 2016 | May 17, 2022 | Common Stock | 7,318 | 0 | D |
| Non-Qualified Stock Option (Right to Buy) | $10.90 | Feb 16, 2018 | D | 14,682 | D | May 17, 2013 | May 17, 2022 | Common Stock | 14,682 | 0 | D |
| Incentive Stock Option (Right to Buy) | $13.70 | Feb 16, 2018 | D | 9,691 | D | Jun 14, 2011 | Jun 14, 2020 | Common Stock | 9,691 | 0 | D |