SEC Form 4 · accession 0001127602-18-005132
AVX Corp · AVX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kurt P Cummings
Officer — Exec VP, CFO & Treasurer
Period of report
Feb 12, 2018
Accepted (ET)
Feb 12, 2018 · 2:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859163
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 9,006 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (Right to Buy) | $14.58 | Feb 12, 2018 | D | 7,660 | D | Jun 24, 2012 | Jun 24, 2021 | Common Stock | 7,660 | 0 | D |
| Non-Qualified Stock Option (Right to Buy) | $14.58 | Feb 12, 2018 | D | 14,340 | D | Jun 24, 2012 | Jun 24, 2021 | Common Stock | 14,340 | 0 | D |